Broker Check

Pre-Meeting Checklist

In order to provide the most comprehensive analysis possible, we ask you to gather all the financial information you can. The information you provide will determine how comprehensive the financial plan will be. Below is a sample of documents to request as a guide:

Investment and savings statements

Bank account statements

Account statements for any investments you own

Employment benefits statement

Retirement/401(k) plan statements

Income and cash flow information

Most recent federal and state income tax returns

Pay stubs

A list of future funding requirements: second home, college expenses, etc.

Documents related to your debts (amounts you owe)

Mortgage information

Credit card statements

Student/other loan statements

Auto loan statement

Estate planning information

Current will or trust

Other legal documents

Property or investment agreements

Pre-nuptial agreements/divorce settlements

Property settlement agreements

Insurance policies

Life insurance policies

Disability insurance policies

Long Term Care insurance

Family Information

Account statements for children’s investments if applicable

Care information for parents if applicable

Prepare to discuss

Please come prepared to identify your short and long term financial goals.


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